Securities Litigation and Arbitration

Mr. Nervig has substantial experience handling securities litigation matters in FINRA arbitration proceedings as well as in both state and federal court. Having worked as both a stockbroker and brokerage firm compliance attorney, Mr. Nervig has handled all manner of securities sales practice claims ranging from suitability violations, churning, unauthorized trading and fraud and he is particularly adept at pursuing secondary liability claims arising from ponzi schemes, unregistered securities sales and anti-money laundering violations.
Richard A. Nervig, P.C. is a securities litigation attorney dedicated to representing the elderly and retirees with disputes against the financial services industry.